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Detailed Report
PAIGE HATCHER
Paige Ann Gubler, PAIGE Ann HATCHER
CRD#: 6716100
IA
Investment Adviser
B
Broker
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 EDMOND, OK
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (<1 year)2 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 9/9/2022
B
New York 9/9/2022
B
Arkansas 9/9/2022
B
North Carolina 9/9/2022
B
California 9/9/2022
B
Ohio 9/9/2022
B
Colorado 9/9/2022
B
Oklahoma 9/9/2022
B
Florida 9/9/2022
IA
Oklahoma 9/9/2022
B
Kansas 12/26/2023
B
Rhode Island 9/9/2022
B
Kentucky 9/9/2022
B
Texas 9/9/2022
B
Maryland 9/9/2022
IA
Texas 9/9/2022
B
Massachusetts 1/24/2024
B
Utah 8/6/2024
B
Missouri 9/9/2022
B
Vermont 10/25/2022
B
Nevada 9/9/2022
B
Washington 9/9/2022
B
New Mexico 9/9/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361)
EDMOND, OK
Registered with this firm since 9/9/2022
B
ROCKEFELLER FINANCIAL LLC (CRD#:291361)
EDMOND, OK
Registered with this firm since 9/9/2022
Previous Registration(s)
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IA
 02/27/2019 - 09/14/2022 MORGAN STANLEY (CRD#:149777) Oklahoma City, OK
B
 02/27/2019 - 09/14/2022 MORGAN STANLEY (CRD#:149777) Oklahoma City, OK
IA
 12/08/2017 - 07/25/2018 STEPHENS (CRD#:3496) NASHVILLE, TN
B
 08/02/2017 - 07/25/2018 STEPHENS (CRD#:3496) NASHVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.