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Detailed Report
Jennifer Thompson
Jennifer Lynn Cook, JENNIFER LYNN THOMPSON
CRD#: 6715951
IA
Investment Adviser
B
Broker
CADARET GRANT & CO INCCRD#: 10641 100 Madison Street
Suite 1300
SYRACUSE, NY 13202
WESTERN INTERNATIONAL SECURITIES, INC.CRD#: 39262 100 Madison Street
Suite 1300
Syracuse, NY 13202
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)5 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
New York 6/23/2021
IA
New York 6/23/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
100 Madison Street Suite 1300, Syracuse, NY 13202
Registered with this firm since 4/13/2023
B
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
100 Madison Street Suite 1300, Syracuse, NY 13202
Registered with this firm since 4/13/2023
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
100 Madison Street Suite 1300, Syracuse, NY 13202
Registered with this firm since 4/13/2023
B
SCF SECURITIES, INC. (CRD#:47275)
100 Madison Street Suite 1300, Syracuse, NY 13202
Registered with this firm since 4/13/2023
B
SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787)
100 Madison Street Suite 1300, Syracuse, NY 13202
Registered with this firm since 4/13/2023
IA
CADARET GRANT & CO INC (CRD#:10641)
100 Madison Street Suite 1300, SYRACUSE, NY 13202
Registered with this firm since 6/23/2021
B
CADARET, GRANT & CO., INC. (CRD#:10641)
100 Madison Street Suite 1300, SYRACUSE, NY 13202
Registered with this firm since 6/23/2021
Previous Registration(s)
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IA
 12/22/2020 - 05/19/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) EASTON, PA
B
 11/09/2020 - 05/19/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) EASTON, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.