Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Theodore James Secor
Teddy James Secor Mr., Theodore James Secor Mr.
CRD#: 6715817
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 100 HARROW LANE SUITE 103
Prince Frederick, MD 20678
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 9/8/2021
B
North Carolina 4/12/2018
B
Florida 11/2/2017
B
Oklahoma 1/22/2024
B
Georgia 11/27/2018
B
Pennsylvania 11/16/2017
B
Illinois 2/12/2021
B
South Carolina 12/6/2017
B
Maryland 12/20/2016
B
Texas 10/10/2017
IA
Maryland 5/30/2017
IA
Texas 1/11/2019
B
Missouri 12/21/2016
B
Virginia 6/12/2017
B
New York 5/18/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
100 HARROW LANE SUITE 103, Prince Frederick, MD 20678
Registered with this firm since 12/21/2016
B
EDWARD JONES (CRD#:250)
100 HARROW LANE SUITE 103, Prince Frederick, MD 20678
Registered with this firm since 11/30/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.