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Detailed Report
Ryan Joseph Catanese
CRD#: 6715648
IA
Investment Adviser
MAI CAPITAL MANAGEMENT, LLCCRD#: 109807 6050 OAK TREE BLVD
SUITE 500
CLEVELAND, OH 44131
Registration History
20192020202120222023202420252026IAMAI CAPITAL MANAGEMENT, LLC (CRD# 109807)2019 - Present (6 years)
License(s)

State Registrations

IA
Ohio 2/27/2019
Current Registration(s)
IA
MAI CAPITAL MANAGEMENT, LLC (CRD#:109807)
6050 OAK TREE BLVD SUITE 500, CLEVELAND, OH 44131
Registered with this firm since 2/27/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.