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Detailed Report
Charles Wesley Belton
CRD#: 6714339
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 9028 W NORTHERN
GLENDALE, AZ 85305
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 9/20/2017
B
Illinois 6/28/2019
IA
Arizona 9/20/2017
B
Massachusetts 12/23/2021
B
Arkansas 1/14/2023
B
Nevada 7/12/2023
B
California 10/9/2018
B
New Mexico 11/10/2022
B
Delaware 4/9/2024
B
South Carolina 12/3/2019
B
Florida 10/11/2022
B
Tennessee 9/10/2024
B
Georgia 12/14/2020
B
Washington 12/23/2021
B
Idaho 12/23/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
9028 W NORTHERN, GLENDALE, AZ 85305
5734 W. THOMAS ROAD, PHOENIX, AZ 85031
Registered with this firm since 9/20/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
9028 W NORTHERN, GLENDALE, AZ 85305
5734 W. THOMAS ROAD, PHOENIX, AZ 85031
Registered with this firm since 9/11/2017
Previous Registration(s)
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IA
 12/21/2016 - 08/02/2017 EDWARD JONES (CRD#:250) FAYETTEVILLE, GA
B
 11/29/2016 - 08/02/2017 EDWARD JONES (CRD#:250) FAYETTEVILLE, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.