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NICHOLAS KONECNY
Nicholas C Konecny, Nicholas CHAZ Konecny
CRD#: 6714336
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10999 INTERSTATE 10 5TH FL
[TA-RBO]
SAN ANTONIO, TX 78230
[TA-RBO]
SAN ANTONIO, TX 78230
0
Disclosures
8
Years of Experience
View By:
State Registrations
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Arizona 6/17/2024
B
Texas 6/17/2024
B
California 6/17/2024
IA
Texas 6/17/2024
B
Colorado 6/17/2024
SRO Registrations
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B
B
B
B
B
B
B
B
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IA
Registered with this firm since 6/17/2024
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Registered with this firm since 6/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/18/2024 - 06/28/2024 | HOUSTON, TX | |
B | 04/18/2024 - 06/28/2024 | HOUSTON, TX | |
IA | 02/08/2022 - 04/15/2024 | San Antonio, TX | |
B | 02/08/2022 - 04/15/2024 | San Antonio, TX | |
IA | 08/18/2021 - 01/10/2022 | COLLEGE STATION, TX | |
B | 08/16/2021 - 01/10/2022 | COLLEGE STATION, TX | |
IA | 12/12/2017 - 08/17/2021 | College Station, TX | |
B | 12/12/2017 - 08/16/2021 | COLLEGE STATION, TX | |
IA | 02/15/2017 - 11/10/2017 | SUGAR LAND, TX | |
B | 11/29/2016 - 11/10/2017 | SUGAR LAND, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.