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MARITZA GUERRA
Maritza Guerra Castellanos
CRD#: 6713930
IA
B
MORGAN STANLEYCRD#: 149777 20807 Biscayne Boulevard
5Th&6Th Floor
Aventura, FL 33180
5Th&6Th Floor
Aventura, FL 33180
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
California 11/14/2019
B
New York 11/14/2019
B
Delaware 11/14/2019
B
Pennsylvania 11/14/2019
B
Florida 11/11/2019
B
South Dakota 11/14/2019
IA
Florida 11/12/2019
B
Texas 11/14/2019
B
Georgia 11/11/2019
IA
Texas 4/1/2020
B
Indiana 11/22/2022
B
Virgin Islands 2/22/2022
B
Maryland 3/9/2023
B
Virginia 11/14/2019
B
Nevada 11/14/2019
B
Wyoming 11/14/2019
B
New Jersey 11/14/2019
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 11/12/2019
B
Registered with this firm since 11/11/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/28/2019 - 10/25/2019 | MIAMI, FL | |
B | 09/20/2018 - 10/25/2019 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.