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Barry Fielding
BARRY ANTHONY FIELDING
CRD#: 6712906
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 605 N. MICHIGAN AVENUE
CHICAGO, IL 60611
Registration History
20162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 12/1/2023

IA
Illinois 11/2/2024

B
California 8/9/2021

B
Indiana 3/3/2023

B
Florida 1/2/2025

IA
Michigan 11/2/2024

B
Georgia 3/9/2023

B
Wisconsin 1/16/2025

B
Illinois 4/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
605 N. MICHIGAN AVENUE, CHICAGO, IL 60611
Registered with this firm since 11/2/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
605 N. MICHIGAN AVENUE, CHICAGO, IL 60611
Registered with this firm since 3/16/2021

Previous Registration(s)
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B
10/28/2016 - 01/03/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.