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Detailed Report
HO YOUNG LEE
Eddie Lee
CRD#: 6711825
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 3945 FREEDOM CIRCLE
SUITE 950
SANTA CLARA, CA 95054
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2020 (2 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2020 - Present (5 years)
License(s)

State Registrations

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California 1/22/2020
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Texas 6/5/2020
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
3945 FREEDOM CIRCLE SUITE 950, SANTA CLARA, CA 95054
Roanoke, TX
Registered with this firm since 1/22/2020
Previous Registration(s)
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 03/27/2017 - 01/07/2020 EDWARD JONES (CRD#:250) BURLINGAME, CA
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 03/07/2017 - 01/07/2020 EDWARD JONES (CRD#:250) BURLINGAME, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.