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Justin David Leslein
CRD#: 6711390
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 333 South Wabash Avenue
34th Floor
CHICAGO, IL 60604
Registration History
20162017201820192020202120222023202420252026IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2017 - Present (8 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 1/25/2021

B
Montana 1/25/2021

B
Alaska 1/25/2021

B
Nebraska 1/25/2021

B
Arizona 1/25/2021

B
Nevada 1/25/2021

B
Arkansas 1/25/2021

B
New Hampshire 1/25/2021

B
California 1/25/2021

B
New Jersey 1/25/2021

B
Colorado 1/25/2021

B
New Mexico 1/25/2021

B
Connecticut 1/25/2021

B
New York 1/25/2021

B
Delaware 1/25/2021

B
North Carolina 1/25/2021

B
District of Columbia 1/25/2021

B
North Dakota 1/25/2021

B
Florida 1/25/2021

B
Ohio 1/25/2021

B
Georgia 1/25/2021

B
Oklahoma 1/25/2021

B
Hawaii 1/25/2021

B
Oregon 1/25/2021

B
Idaho 1/25/2021

B
Pennsylvania 1/25/2021

B
Illinois 2/21/2017

B
Puerto Rico 1/22/2023

IA
Illinois 2/21/2017

B
Rhode Island 1/25/2021

B
Indiana 1/25/2021

B
South Carolina 1/25/2021

B
Iowa 1/25/2021

B
South Dakota 1/25/2021

B
Kansas 1/25/2021

B
Tennessee 1/25/2021

B
Kentucky 1/25/2021

B
Texas 1/25/2021

B
Louisiana 1/25/2021

B
Utah 1/25/2021

B
Maine 1/25/2021

B
Vermont 1/25/2021

B
Maryland 1/25/2021

B
Virgin Islands 1/22/2023

B
Massachusetts 1/25/2021

B
Virginia 1/25/2021

B
Michigan 1/25/2021

B
Washington 1/25/2021

B
Minnesota 1/25/2021

B
West Virginia 1/25/2021

B
Mississippi 1/25/2021

B
Wisconsin 1/25/2021

B
Missouri 1/25/2021

B
Wyoming 1/25/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
333 South Wabash Avenue 34th Floor, CHICAGO, IL 60604
Registered with this firm since 2/21/2017

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
333 South Wabash Avenue 34th Floor, CHICAGO, IL 60604
Registered with this firm since 11/19/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.