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Detailed Report
Jacob Raymond Lopez
Lopez-Miller, Miller, Miller-Lopez
CRD#: 6711066
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 502 SOUTH MAIN MALL
TULSA, OK 74103
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BBOK FINANCIAL SECURITIES, INC. (CRD# 17530)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Oklahoma 12/19/2019
IA
Oklahoma 12/19/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
502 SOUTH MAIN MALL, TULSA, OK 74103
Registered with this firm since 12/19/2019
B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
502 SOUTH MAIN MALL, TULSA, OK 74103
Registered with this firm since 2/5/2019
Previous Registration(s)
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B
 01/27/2017 - 02/24/2017 BOK FINANCIAL SECURITIES, INC. (CRD#:17530) TULSA, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.