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SCOTT ALLEN BAUCHMOYER
SCOTT A BAUCHMOYER, SCOTT BAUCHMOYER, Scott Allen Bauchmoyer
CRD#: 6710697
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 159 CROCKER PARK BLVD
WESTLAKE, OH 44145
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2019 (2 years)
License(s)

State Registrations

B
Arizona 5/7/2020

B
Missouri 12/16/2022

B
California 8/11/2021

B
Nevada 12/16/2022

B
Colorado 1/25/2021

B
New Jersey 12/16/2022

B
Connecticut 11/4/2022

B
New Mexico 12/16/2022

B
District of Columbia 1/6/2025

B
New York 6/27/2022

B
Florida 6/24/2022

B
North Carolina 12/16/2022

B
Georgia 12/16/2022

B
Ohio 11/19/2019

B
Illinois 8/11/2021

IA
Ohio 11/19/2019

B
Indiana 12/16/2022

B
Oregon 12/16/2022

B
Iowa 9/21/2022

B
Pennsylvania 12/16/2022

B
Kentucky 12/16/2022

B
South Carolina 12/16/2022

B
Louisiana 12/16/2022

B
Tennessee 12/16/2022

B
Maryland 12/16/2022

B
Texas 12/16/2022

B
Massachusetts 12/16/2022

IA
Texas 12/17/2022

B
Michigan 7/22/2021

B
Virginia 11/4/2022

B
Minnesota 11/21/2022

B
Washington 12/20/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
159 CROCKER PARK BLVD, WESTLAKE, OH 44145
Registered with this firm since 11/19/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
159 CROCKER PARK BLVD, WESTLAKE, OH 44145
Registered with this firm since 8/27/2019

Previous Registration(s)
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B
10/14/2016 - 07/23/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) BEACHWOOD, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.