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Luis Ramirez Lopez III
LUIS RAMIREZ LOPEZ
CRD#: 6710409
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5151 SAN FELIPE ST
STE 2100
HOUSTON, TX 77056-3727
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 4/9/2020

B
Missouri 4/9/2020

B
Alaska 4/9/2020

B
New Hampshire 5/3/2024

B
Arizona 4/9/2020

B
New Jersey 1/2/2025

B
California 4/9/2020

B
New York 4/9/2020

B
Colorado 9/3/2021

B
North Carolina 4/9/2020

B
District of Columbia 7/23/2024

B
Ohio 7/23/2024

B
Florida 4/9/2020

B
Oklahoma 10/5/2017

B
Georgia 4/9/2020

B
Oregon 7/23/2024

B
Illinois 4/9/2020

B
Pennsylvania 8/31/2023

B
Kentucky 2/28/2024

B
South Carolina 4/9/2020

B
Louisiana 4/9/2020

B
Tennessee 4/9/2020

B
Maryland 10/9/2023

B
Texas 12/12/2016

B
Massachusetts 4/9/2020

IA
Texas 12/12/2016

B
Minnesota 4/9/2020

B
Virginia 4/9/2020

B
Mississippi 10/9/2023

B
Washington 4/9/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Houston, TX
Registered with this firm since 12/12/2016

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Houston, TX
Registered with this firm since 11/9/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.