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Detailed Report
Scott Michael Sierens
CRD#: 6709480
IA
Investment Adviser
AE WEALTH MANAGEMENT, LLCCRD#: 282580 2250 Point Blvd
Ste 230
Elgin, IL 60123
Registration History
20162017201820192020202120222023202420252026IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2018 - Present (6 years)IAGRADIENT ADVISORS, LLC (CRD# 152665)2016 - 2018 (1 year)
License(s)

State Registrations

IA
Illinois 7/2/2018
Current Registration(s)
IA
AE WEALTH MANAGEMENT, LLC (CRD#:282580)
2250 Point Blvd Ste 230, Elgin, IL 60123
Registered with this firm since 7/2/2018
Previous Registration(s)
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IA
 09/28/2016 - 07/03/2018 GRADIENT ADVISORS, LLC (CRD#:152665) Lake in the Hills, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.