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Detailed Report
Richard McDonald
RICH EDWARD MCDONALD, RICKY EDWARD MCDONALD, Richard Edward McDonald, Rick McDonald, Ricky McDonald
CRD#: 6709473
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 601 UNION ST STE 2500
SEATTLE, WA 98101
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - Present (3 years)BAXA ADVISORS, LLC (CRD# 6627)2016 - 2017 (<1 year)IALAIRD NORTON WEALTH MANAGEMENT (CRD# 113400)2021 - 2022 (<1 year)IAVIRIDIAN RIA, LLC (CRD# 171332)2018 - 2021 (2 years)
License(s)

State Registrations

B
Washington 2/4/2022
IA
Washington 2/4/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
601 UNION ST STE 2500, SEATTLE, WA 98101
Registered with this firm since 2/4/2022
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
601 UNION ST STE 2500, SEATTLE, WA 98101
Registered with this firm since 2/4/2022
Previous Registration(s)
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IA
 10/04/2021 - 01/24/2022 LAIRD NORTON WEALTH MANAGEMENT (CRD#:113400) SEATTLE, WA
IA
 06/07/2021 - 09/01/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Edmonds, WA
B
 07/09/2021 - 09/01/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Edmonds, WA
IA
 11/12/2018 - 06/07/2021 VIRIDIAN RIA, LLC (CRD#:171332) BOTHELL, WA
IA
 07/10/2017 - 11/12/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SEATTLE, WA
B
 04/24/2017 - 11/12/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SEATTLE, WA
B
 11/09/2016 - 03/02/2017 AXA ADVISORS, LLC (CRD#:6627) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.