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Detailed Report
JUSTIN VOLENCE
JUSTIN M VOLENCE, JUSTIN MICHAEL VOLENCE
CRD#: 6709334
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 410 MOTOR PARKWAY
2ND FLOOR
HAUPPAUGE, NY 11788
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2024 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2020 - 2024 (3 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2016 - 2019 (2 years)IAROCKLINE WEALTH MANAGEMENT LLC (CRD# 324004)2023 - 2024 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2020 - 2023 (2 years)
License(s)

State Registrations

B
Florida 4/17/2024
IA
New York 3/27/2024
B
New York 3/27/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
410 MOTOR PARKWAY 2ND FLOOR, HAUPPAUGE, NY 11788
Registered with this firm since 3/27/2024
B
EQUITY SERVICES, INC. (CRD#:265)
410 MOTOR PARKWAY 2ND FLOOR, HAUPPAUGE, NY 11788
Registered with this firm since 3/27/2024
Previous Registration(s)
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B
 09/30/2020 - 02/29/2024 LPL FINANCIAL LLC (CRD#:6413) PLAINVIEW, NY
IA
 05/01/2023 - 01/05/2024 ROCKLINE WEALTH MANAGEMENT LLC (CRD#:324004) PLAINVIEW, NY
IA
 09/30/2020 - 08/09/2023 LPL FINANCIAL LLC (CRD#:6413) PLAINVIEW, NY
IA
 10/21/2019 - 09/29/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) COLLEGE POINT, NY
B
 10/17/2019 - 09/29/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) COLLEGE POINT, NY
B
 10/17/2016 - 09/26/2019 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.