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ANN MARIE NORVELL
Ann M Dunlap, Ann Marie Dunlap, Ann Marie Dunlap-Harp, Ann M Harp, Ann Marie Harp…
CRD#: 6709280
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 MARIETTA, GA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 MARIETTA, GA
Registration History
20162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (2 years)BBRIGHTHOUSE SECURITIES, LLC (CRD# 285300)2021 - 2022 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2020 - 2020 (<1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2016 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 7/6/2022

B
Mississippi 7/6/2022

B
Arkansas 7/6/2022

B
Missouri 7/6/2022

B
California 7/6/2022

B
New York 7/6/2022

B
Colorado 7/6/2022

B
North Carolina 6/20/2022

B
Florida 6/15/2022

B
Ohio 7/7/2022

B
Georgia 7/6/2022

B
Pennsylvania 7/6/2022

IA
Georgia 8/3/2023

B
South Carolina 7/6/2022

B
Illinois 7/6/2022

B
Tennessee 7/6/2022

B
Kentucky 7/6/2022

B
Texas 7/6/2022

B
Louisiana 7/6/2022

IA
Texas 7/21/2023

B
Massachusetts 7/6/2022

B
Washington 7/6/2022

B
Michigan 7/6/2022

B
Wisconsin 7/6/2022

B
Minnesota 7/6/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
MARIETTA, GA
Registered with this firm since 5/8/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
MARIETTA, GA
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246
Registered with this firm since 6/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/11/2021 - 05/23/2022 BRIGHTHOUSE SECURITIES, LLC (CRD#:285300) CHARLOTTE, NC
B
09/01/2020 - 09/28/2020 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
B
10/21/2016 - 01/14/2019 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.