Individual Firm
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Jeffrey Nicholas Guzzi
JEFF GUZZI, Jeffrey Guzzi
CRD#: 6708996
IA
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FISHER INVESTMENTSCRD#: 107342 3109 W Dr. Martin Luther King Blvd
Suite 600
Tampa, FL 33607
Suite 600
Tampa, FL 33607
0
Disclosures
6
Years of Experience
View By:
State Registrations
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Florida 3/19/2024
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Texas 3/12/2024
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Registered with this firm since 3/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/17/2021 - 02/09/2024 | CHICAGO, IL | |
B | 03/22/2021 - 02/09/2024 | CHICAGO, IL | |
IA | 03/21/2017 - 05/01/2019 | ROLLING MEADOWS, IL | |
B | 04/18/2017 - 05/01/2019 | ROLLING MEADOWS, IL | |
IA | 09/20/2016 - 03/02/2017 | CHICAGO, IL |
ROLLING MEADOWS, IL
03/21/2017 - 05/01/2019
ROLLING MEADOWS, IL
04/18/2017 - 05/01/2019
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.