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JONATHAN Carl COSTA
JONATHAN COSTA
CRD#: 6708695
IA
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DRAKE & ASSOCIATES, LLCCRD#: 154854 20965 CROSSROADS CIRCLE
WAUKESHA, WI 53186
WAUKESHA, WI 53186
0
Disclosures
6
Years of Experience
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State Registrations
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Wisconsin 4/30/2024
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Registered with this firm since 4/30/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2022 - 03/01/2024 | ALTAMONTE SPRINGS, FL | |
B | 06/15/2021 - 02/29/2024 | SCARSDALE, NY | |
B | 03/13/2017 - 07/02/2019 | NY, NY | |
B | 11/14/2016 - 03/17/2017 | WOODBURY, NY |
ALTAMONTE SPRINGS, FL
12/07/2022 - 03/01/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.