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Jeremy A Middleton
Jeremy Adam Middleton
CRD#: 6708255
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
201920202021202220232024202520262 FIRMS2019 - 2021 (2 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Arizona 4/17/2023

B
New Hampshire 6/6/2023

B
California 4/12/2023

B
Oregon 4/17/2023

IA
California 4/12/2023

B
Texas 4/17/2023

B
Florida 4/17/2023

IA
Texas 4/17/2023

B
Massachusetts 6/6/2023

B
Utah 1/16/2024

B
Nevada 4/17/2023

B
Washington 4/17/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 4/12/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 4/12/2023

Previous Registration(s)
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IA
05/16/2022 - 01/17/2023 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
05/16/2022 - 01/17/2023 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
IA
10/08/2019 - 10/13/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ORANGE, CA
B
10/08/2019 - 10/13/2021 PRUCO SECURITIES, LLC. (CRD#:5685) ORANGE, CA
B
01/14/2019 - 09/06/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Wellesley, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.