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Detailed Report
David ALLAN Drouin
CRD#: 6706159
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 10 Main Street
Bedford, NH 03110
Registration History
201920202021202220232024202520263 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
California 3/30/2022
B
New York 4/9/2021
B
Colorado 3/30/2022
B
North Carolina 6/27/2022
B
Connecticut 1/19/2021
B
Ohio 5/26/2022
B
Florida 4/9/2021
B
Oregon 7/2/2024
B
Hawaii 3/30/2022
B
Rhode Island 4/9/2021
B
Maine 4/9/2021
B
South Carolina 6/25/2024
B
Massachusetts 1/21/2021
B
Tennessee 5/10/2022
B
New Hampshire 4/9/2021
B
Texas 6/25/2024
IA
New Hampshire 1/14/2022
B
Vermont 4/9/2021
B
New Jersey 6/21/2023
B
Virginia 9/6/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
10 Main Street, Bedford, NH 03110
Registered with this firm since 1/19/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
10 Main Street, Bedford, NH 03110
Registered with this firm since 1/19/2021
Previous Registration(s)
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IA
 12/24/2019 - 01/21/2021 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) BURLINGTON, MA
IA
 12/24/2019 - 01/21/2021 TD AMERITRADE, INC. (CRD#:7870) BURLINGTON, MA
B
 09/23/2019 - 01/21/2021 TD AMERITRADE, INC. (CRD#:7870) BURLINGTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.