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Detailed Report
Hugo Rogelio Mendoza Solis
HUGO MENDOZASOLIS, Hugo R Mendoza
CRD#: 6706094
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 545 THIRD ST WEST
SONOMA, CA 95476
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2022 (5 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 7/25/2022
B
New Jersey 8/15/2022
B
California 4/14/2022
B
North Carolina 11/21/2024
IA
California 4/15/2022
B
Oregon 7/5/2022
B
Colorado 4/14/2022
B
Tennessee 7/25/2022
B
Florida 7/25/2022
B
Texas 10/7/2024
B
Maryland 12/13/2022
IA
Texas 10/10/2024
B
Michigan 7/25/2022
B
Washington 8/26/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
545 THIRD ST WEST, SONOMA, CA 95476
Registered with this firm since 4/15/2022
B
EDWARD JONES (CRD#:250)
545 THIRD ST WEST, SONOMA, CA 95476
Registered with this firm since 4/14/2022
Previous Registration(s)
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IA
 05/07/2021 - 04/19/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROHNERT PARK, CA
B
 11/04/2016 - 04/19/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROHNERT PARK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.