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Neil Scott Anthes
CRD#: 6705283
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 31 Crestview Dr Unit 5
Westerly, RI 02891
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 31 Crestview Drive
Unit 5
Westerly, RI 02891
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - Present (3 years)BEDWARD JONES (CRD# 250)2016 - 2022 (5 years)IAEDWARD JONES (CRD# 250)2017 - 2022 (5 years)
License(s)

State Registrations

B
Arizona 1/14/2022

B
New York 1/14/2022

B
California 1/14/2022

B
North Carolina 6/28/2024

B
Connecticut 1/14/2022

IA
Rhode Island 1/14/2022

B
Florida 1/14/2022

B
Rhode Island 2/2/2022

B
Illinois 1/17/2025

B
Vermont 1/14/2022

B
Maryland 1/14/2022

B
Washington 6/24/2024

B
Massachusetts 1/14/2022

B
West Virginia 12/22/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
31 Crestview Dr Unit 5, Westerly, RI 02891
Registered with this firm since 1/14/2022

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
31 Crestview Drive Unit 5, Westerly, RI 02891
Registered with this firm since 1/14/2022

Previous Registration(s)
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IA
01/20/2017 - 01/18/2022 EDWARD JONES (CRD#:250) WESTERLY, RI
B
11/03/2016 - 01/18/2022 EDWARD JONES (CRD#:250) WESTERLY, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.