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Detailed Report
JACOB SCOTT CONWAY
JACOB S CONWAY, Jacob Scott Conway, Jacob Conway
CRD#: 6703480
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Huntington Beach, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Huntington Beach, CA
Registration History
20162017201820192020202120222023202420252026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2023 - Present (1 year)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2022 - Present (2 years)BPACIFIC SELECT DISTRIBUTORS, LLC (CRD# 4452)2022 - 2022 (<1 year)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2021 - 2022 (1 year)BMORGAN STANLEY (CRD# 149777)2020 - 2021 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2020 (3 years)
License(s)

State Registrations

B
Alabama 7/27/2022
B
Montana 7/27/2022
B
Alaska 7/27/2022
B
Nebraska 7/27/2022
B
Arizona 7/29/2022
B
Nevada 7/27/2022
B
Arkansas 7/27/2022
B
New Hampshire 7/27/2022
B
California 7/27/2022
B
New Jersey 7/27/2022
IA
California 11/22/2023
B
New Mexico 7/27/2022
B
Colorado 7/27/2022
B
New York 7/27/2022
B
Connecticut 7/27/2022
B
North Carolina 7/27/2022
B
Delaware 7/27/2022
B
North Dakota 7/27/2022
B
District of Columbia 7/27/2022
B
Ohio 7/28/2022
B
Florida 7/27/2022
B
Oklahoma 7/27/2022
B
Georgia 7/27/2022
B
Oregon 7/27/2022
B
Hawaii 7/27/2022
B
Pennsylvania 7/27/2022
B
Idaho 7/27/2022
B
Puerto Rico 7/27/2022
B
Illinois 7/27/2022
B
Rhode Island 7/27/2022
B
Indiana 7/27/2022
B
South Carolina 7/27/2022
B
Iowa 7/27/2022
B
South Dakota 7/27/2022
B
Kansas 7/27/2022
B
Tennessee 7/27/2022
B
Kentucky 7/27/2022
B
Texas 7/27/2022
B
Louisiana 7/27/2022
B
Utah 7/27/2022
B
Maine 7/27/2022
B
Vermont 7/27/2022
B
Maryland 7/27/2022
B
Virginia 7/27/2022
B
Massachusetts 7/27/2022
B
Washington 7/27/2022
B
Michigan 7/27/2022
B
West Virginia 7/27/2022
B
Minnesota 7/27/2022
B
Wisconsin 7/27/2022
B
Mississippi 7/27/2022
B
Wyoming 7/27/2022
B
Missouri 7/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Huntington Beach, CA
Registered with this firm since 10/11/2023
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Huntington Beach, CA
Registered with this firm since 7/27/2022
Previous Registration(s)
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B
 06/08/2022 - 07/20/2022 PACIFIC SELECT DISTRIBUTORS, LLC (CRD#:4452) NEWPORT BEACH, CA
B
 03/29/2021 - 05/06/2022 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Tempe, AZ
B
 07/24/2020 - 03/19/2021 MORGAN STANLEY (CRD#:149777) GILBERT, AZ
B
 10/04/2016 - 07/01/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) NAMPA, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.