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NICHOLAS DANIEL DEPALMA
NICHOLAS D DEPALMA, Nick Daniel DePalma
CRD#: 6702354
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3750 W MARKET ST UNIT A
FAIRLAWN, OH 44333
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3750 W MARKET ST UNIT A
FAIRLAWN, OH 44333
Registration History
20162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - Present (8 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2018 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 2/26/2021

B
Nevada 2/26/2021

B
Alaska 2/26/2021

B
New Hampshire 2/26/2021

B
Arizona 2/26/2021

B
New Jersey 2/26/2021

B
Arkansas 2/26/2021

B
New Mexico 2/26/2021

B
California 2/26/2021

B
New York 8/21/2019

B
Colorado 2/26/2021

B
North Carolina 2/26/2021

B
Connecticut 2/26/2021

B
North Dakota 2/26/2021

B
Delaware 2/26/2021

B
Ohio 11/16/2016

B
District of Columbia 2/26/2021

IA
Ohio 11/13/2019

B
Florida 8/21/2019

B
Oklahoma 2/26/2021

B
Georgia 2/26/2021

B
Oregon 2/26/2021

B
Hawaii 2/26/2021

B
Pennsylvania 8/21/2019

B
Idaho 2/26/2021

B
Puerto Rico 2/26/2021

B
Illinois 2/26/2021

B
Rhode Island 2/26/2021

B
Indiana 2/26/2021

B
South Carolina 2/26/2021

B
Iowa 2/26/2021

B
South Dakota 2/26/2021

B
Kansas 2/26/2021

B
Tennessee 2/26/2021

B
Kentucky 2/26/2021

B
Texas 11/8/2019

B
Louisiana 2/26/2021

IA
Texas 11/12/2019

B
Maine 2/26/2021

B
Utah 2/26/2021

B
Maryland 2/26/2021

B
Vermont 2/26/2021

B
Massachusetts 2/26/2021

B
Virgin Islands 2/26/2021

B
Michigan 8/21/2019

B
Virginia 2/26/2021

B
Minnesota 10/30/2020

B
Washington 2/26/2021

B
Mississippi 2/26/2021

B
West Virginia 2/26/2021

B
Missouri 2/26/2021

B
Wisconsin 2/26/2021

B
Montana 2/26/2021

B
Wyoming 2/26/2021

B
Nebraska 2/26/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3750 W MARKET ST UNIT A, FAIRLAWN, OH 44333
MEDINA, OH
Registered with this firm since 11/12/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3750 W MARKET ST UNIT A, FAIRLAWN, OH 44333
MEDINA, OH
Registered with this firm since 10/7/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 07/30/2018 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
IA
09/26/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) FAIRLAWN, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.