Individual Firm
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MICHAEL DREW LEARY
MICHAEL LEARY
CRD#: 6702225
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
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Disclosures
6
Years of Experience
View By:
State Registrations
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Florida 10/24/2024
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New York 10/24/2024
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Florida 1/16/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/16/2025
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Registered with this firm since 10/24/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2022 - 07/18/2023 | ST.PETERSBURG, FL | |
IA | 05/19/2021 - 07/18/2023 | ST. PETERSBURG, FL | |
B | 06/02/2022 - 07/18/2023 | ST PETERSBURG, FL | |
B | 04/28/2021 - 07/18/2023 | ST. PETERSBURG, FL | |
IA | 01/04/2021 - 04/16/2021 | Tampa, FL | |
B | 01/04/2021 - 04/16/2021 | NEW YORK, NY | |
IA | 02/20/2018 - 10/08/2020 | ST. PETERSBURG, FL | |
B | 03/24/2017 - 10/08/2020 | ST PETERSBURG, FL |
ST.PETERSBURG, FL
06/16/2022 - 07/18/2023
ST. PETERSBURG, FL
02/20/2018 - 10/08/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.