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Detailed Report
James Andrew Alders
Drew Alders, James Alders
CRD#: 6701661
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 8911 N. CAPITAL OF TEXAS HIGHWAY
BLDG 4, SUITE4350
AUSTIN, TX 78759
Registration History
20162017201820192020202120222023202420252026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2017 - Present (8 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2016 - Present (8 years)
License(s)

State Registrations

B
Florida 5/18/2020
B
Missouri 7/21/2020
IA
Florida 5/20/2020
IA
Missouri 11/17/2020
B
Georgia 3/18/2020
B
Texas 12/7/2016
IA
Georgia 3/19/2020
IA
Texas 2/6/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
8911 N. CAPITAL OF TEXAS HIGHWAY BLDG 4, SUITE4350, AUSTIN, TX 78759
Registered with this firm since 2/6/2017
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
8911 N. CAPITAL OF TEXAS HIGHWAY BLDG 4, SUITE4350, AUSTIN, TX 78759
Registered with this firm since 10/26/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.