Individual Firm
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Terese Brianna Zimmerman
TERESE ZIMMERMAN
CRD#: 6701481
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1234 SAINT MICHAELS DR
SANTA FE, NM 87505
SANTA FE, NM 87505
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Arizona 11/1/2019
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New Mexico 11/4/2019
B
California 5/23/2023
B
Oklahoma 11/1/2019
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Colorado 11/1/2019
B
Texas 11/1/2019
B
Florida 11/1/2019
IA
Texas 11/3/2019
B
Georgia 10/7/2024
B
Utah 11/1/2019
B
Idaho 2/6/2025
B
Virginia 11/18/2021
B
Massachusetts 10/7/2024
B
Washington 8/18/2022
B
New Mexico 11/1/2019
SRO Registrations
B
B
B
B
B
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Registered with this firm since 11/3/2019
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Registered with this firm since 11/1/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/31/2017 - 10/21/2019 | LAS CRUCES, NM | |
B | 11/05/2016 - 10/21/2019 | LAS CRUCES, NM |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.