• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LEE ANTONIO TUAZON
LEE TUAZON
CRD#: 6701463
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2461 HAMPTON RD
HENDERSON, NV 89052
Registration History
20162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)
License(s)

State Registrations

B
Nevada 11/16/2016

IA
Nevada 5/25/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2461 HAMPTON RD, HENDERSON, NV 89052
Registered with this firm since 5/25/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2461 HAMPTON RD, HENDERSON, NV 89052
Registered with this firm since 11/7/2016

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.