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WESLEY ADAM GOTTESMAN
Wes Adam Gottesman
CRD#: 6699845
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1950 Ringling Blvd., Suite 401
Sarasota, FL 34236
Registration History
2018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2018 - 2019 (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Arizona 9/21/2022

B
Missouri 7/13/2023

B
California 11/28/2022

B
New Jersey 9/13/2019

B
Colorado 8/24/2020

B
New York 9/13/2019

B
Connecticut 1/30/2023

B
North Carolina 11/8/2023

B
Florida 5/3/2019

B
Ohio 1/10/2022

IA
Florida 8/20/2019

B
Oregon 5/11/2021

B
Georgia 9/19/2023

B
Pennsylvania 1/5/2022

B
Hawaii 5/6/2021

B
South Carolina 1/15/2021

B
Illinois 11/8/2023

B
Tennessee 12/3/2020

B
Kentucky 11/8/2023

B
Texas 1/10/2022

B
Maryland 11/12/2019

IA
Texas 7/7/2022

B
Massachusetts 2/4/2021

B
Virginia 5/11/2021

B
Michigan 1/15/2021

B
Washington 11/8/2023

B
Minnesota 3/31/2022

B
Wyoming 10/26/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1950 Ringling Blvd., Suite 401, Sarasota, FL 34236
Registered with this firm since 8/20/2019

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1950 Ringling Blvd., Suite 401, Sarasota, FL 34236
Registered with this firm since 5/3/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/21/2018 - 05/02/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST PETERSBURG, FL
B
02/20/2018 - 03/13/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.