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Nicholas James Ferraro
Nick James Ferraro
CRD#: 6698545
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 10/17/2018

B
Montana 10/17/2018

B
Alaska 10/17/2018

B
Nebraska 10/17/2018

B
Arizona 10/17/2018

B
Nevada 10/17/2018

B
Arkansas 10/17/2018

B
New Hampshire 10/17/2018

B
California 10/17/2018

B
New Jersey 10/17/2018

B
Colorado 10/17/2018

B
New Mexico 10/17/2018

B
Connecticut 10/17/2018

B
New York 10/17/2018

B
Delaware 10/17/2018

B
North Carolina 10/18/2018

B
District of Columbia 10/17/2018

B
North Dakota 10/17/2018

B
Florida 10/17/2018

B
Ohio 10/18/2018

IA
Florida 8/7/2023

B
Oklahoma 10/17/2018

B
Georgia 10/17/2018

B
Oregon 10/17/2018

B
Hawaii 10/17/2018

B
Pennsylvania 10/17/2018

B
Idaho 10/17/2018

B
Puerto Rico 10/17/2018

B
Illinois 10/6/2018

B
Rhode Island 10/17/2018

IA
Illinois 10/6/2018

B
South Carolina 10/17/2018

B
Indiana 10/17/2018

B
South Dakota 10/17/2018

B
Iowa 10/17/2018

B
Tennessee 10/17/2018

B
Kansas 10/17/2018

B
Texas 10/17/2018

B
Kentucky 10/17/2018

IA
Texas 3/26/2020

B
Louisiana 10/17/2018

B
Utah 10/17/2018

B
Maine 10/17/2018

B
Vermont 10/17/2018

B
Maryland 10/17/2018

B
Virgin Islands 10/17/2018

B
Massachusetts 10/17/2018

B
Virginia 10/17/2018

B
Michigan 10/17/2018

B
Washington 10/17/2018

B
Minnesota 10/17/2018

B
West Virginia 10/17/2018

B
Mississippi 10/17/2018

B
Wisconsin 10/17/2018

B
Missouri 10/17/2018

B
Wyoming 10/17/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301
Registered with this firm since 10/6/2018

B
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301
Registered with this firm since 9/6/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.