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Brandee Rogers Martin
Brandee LaShay Rogers, Brandee Laâ??Shay Rogers, Brandee Rogers
CRD#: 6697519
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11811 BERNARDO PLAZA CT
SAN DIEGO, CA 92128
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 11/11/2021

B
New Mexico 11/11/2021

B
California 10/18/2021

B
New York 11/11/2021

IA
California 10/18/2021

B
North Carolina 11/11/2021

B
Colorado 11/11/2021

B
North Dakota 5/22/2023

IA
District of Columbia 4/25/2023

B
Ohio 11/12/2021

B
Florida 11/11/2021

B
Oklahoma 11/11/2021

B
Georgia 11/11/2021

B
Oregon 11/11/2021

B
Hawaii 11/11/2021

B
Pennsylvania 11/11/2021

B
Idaho 11/11/2021

B
South Carolina 11/11/2021

B
Illinois 11/11/2021

B
South Dakota 11/11/2021

B
Indiana 5/16/2022

B
Tennessee 11/11/2021

B
Maryland 11/11/2021

B
Texas 11/11/2021

B
Massachusetts 11/11/2021

IA
Texas 11/11/2021

B
Michigan 11/11/2021

B
Utah 11/11/2021

B
Minnesota 11/11/2021

B
Vermont 11/11/2021

B
Missouri 11/11/2021

B
Virginia 11/11/2021

B
Montana 11/11/2021

IA
Virginia 10/23/2023

B
Nevada 11/11/2021

B
Washington 11/11/2021

B
New Hampshire 11/11/2021

B
Wisconsin 11/11/2021

B
New Jersey 11/11/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
1900 DUKE ST, ALEXANDRIA, VA 22314
Registered with this firm since 10/18/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
1900 DUKE ST, ALEXANDRIA, VA 22314
Registered with this firm since 4/12/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.