Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
William R Postma
WILL POSTMA, WILLIAM ROSS POSTMA
CRD#: 6695792
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 2050 Celadon Dr. NE
Suite D
Grand Rapids, MI 49525
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2050 CELADON DR NE, STE D
GRAND RAPIDS, MI 49525
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)3 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Michigan 5/7/2020
IA
Michigan 5/18/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
2050 Celadon Dr. NE Suite D, Grand Rapids, MI 49525
Registered with this firm since 5/18/2020
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2050 CELADON DR NE, STE D, GRAND RAPIDS, MI 49525
Registered with this firm since 5/7/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/21/2018 - 05/19/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Grandville, MI
IA
 06/21/2018 - 05/19/2020 TD AMERITRADE, INC. (CRD#:7870) GRANDVILLE, MI
B
 06/21/2018 - 05/19/2020 TD AMERITRADE, INC. (CRD#:7870) GRANDVILLE, MI
IA
 07/07/2017 - 04/26/2018 EDWARD JONES (CRD#:250) GRAND RAPIDS, MI
B
 04/10/2017 - 04/26/2018 EDWARD JONES (CRD#:250) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.