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Detailed Report
ALAA ALI
CRD#: 6694793
IA
Investment Adviser
B
Broker
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 2301 North Federal Highway
Boca Raton, FL 33431
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BSTATETRUST INVESTMENTS INC. (CRD# 104651)2021 - 2022 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2021 (4 years)
License(s)

State Registrations

B
Florida 11/2/2023
IA
New Hampshire 4/3/2024
IA
Florida 11/3/2023
B
New York 1/8/2024
B
New Hampshire 4/1/2024
IA
New York 1/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
2301 North Federal Highway, Boca Raton, FL 33431
Registered with this firm since 11/3/2023
B
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
2301 North Federal Highway, Boca Raton, FL 33431
Registered with this firm since 11/2/2023
Previous Registration(s)
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IA
 01/31/2022 - 10/19/2023 PNC INVESTMENTS (CRD#:129052) LAKE WORTH, FL
B
 01/26/2022 - 10/19/2023 PNC INVESTMENTS (CRD#:129052) LAKE WORTH, FL
B
 06/21/2021 - 01/18/2022 STATETRUST INVESTMENTS INC. (CRD#:104651) BOCA RATON, FL
B
 11/08/2016 - 06/22/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.