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Xiaodong Miao
Gordon Miao
CRD#: 6694436
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 3550 Geary Blvd
San Francisco, CA 94118
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2019 - 2021 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2016 - 2019 (2 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2021 - 2021 (<1 year)
License(s)

State Registrations

B
California 11/19/2021

IA
California 11/23/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
3550 Geary Blvd, San Francisco, CA 94118
Registered with this firm since 11/23/2021

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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
3550 Geary Blvd, San Francisco, CA 94118
Registered with this firm since 11/19/2021

Previous Registration(s)
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09/02/2021 - 11/16/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) SAN FRANCISCO, CA
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08/15/2019 - 11/16/2021 HSBC SECURITIES (USA) INC. (CRD#:19585) SAN FRANCISCO, CA
B
09/16/2016 - 08/07/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SOUTH SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.