• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Rosie L George
Rosie Lee George, Rosie Lee Mitchell
CRD#: 6692292
IA
Investment Adviser
B
Broker
STRAIT DIRECTION WEALTH MANAGEMENTCRD#: 314742 South Euclid, OH
INDEPENDENCE CAPITAL CO., INC.CRD#: 24723 South Euclid, OH
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
New York 8/30/2022

B
Ohio 8/16/2021

IA
Ohio 6/18/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
INDEPENDENCE CAPITAL CO., INC. (CRD#:24723)
South Euclid, OH
Registered with this firm since 8/16/2021

IA
STRAIT DIRECTION WEALTH MANAGEMENT (CRD#:314742)
South Euclid, OH
Registered with this firm since 6/18/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/19/2016 - 04/05/2021 EDWARD JONES (CRD#:250) LYNDHURST, OH
B
09/29/2016 - 04/05/2021 EDWARD JONES (CRD#:250) LYNDHURST, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.