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RICKEY SIMPSON
Rick Simpson
CRD#: 6691010
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 HASLET, TX
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
10/25/2022
Financial
Final
10/25/2022
Financial
Final
License(s)

State Registrations

B
Colorado 7/2/2020

B
North Carolina 4/7/2021

B
Florida 7/2/2020

B
Rhode Island 4/7/2021

B
Kentucky 4/7/2021

B
Texas 3/7/2019

B
Massachusetts 1/12/2021

IA
Texas 3/11/2019

B
New Hampshire 1/12/2021

B
Utah 4/7/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 3/11/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
HASLET, TX
Registered with this firm since 3/7/2019

Previous Registration(s)
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IA
03/20/2017 - 02/15/2019 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Wichita Falls, TX
B
01/05/2017 - 02/15/2019 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) Irving, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.