• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NIKKO RICHARDSON
Nikko J Richardson, Nikko Richardson
CRD#: 6690568
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1400 GLADES ROAD, SUITE 180
BOCA RATON, FL 33431
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1400 GLADES ROAD, SUITE 180
BOCA RATON, FL 33431
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BEDWARD JONES (CRD# 250)2018 - 2018 (<1 year)
Disclosure(s)
View By:
8/8/2023
Customer Dispute
Settled
License(s)

State Registrations

B
California 5/6/2022

B
New Jersey 6/21/2021

B
Colorado 3/4/2022

B
New York 6/21/2021

B
Connecticut 2/13/2025

B
North Carolina 6/21/2021

B
Delaware 6/21/2021

B
Ohio 6/22/2021

B
Florida 6/21/2021

B
Pennsylvania 6/21/2021

IA
Florida 8/4/2021

B
Tennessee 1/24/2024

B
Georgia 6/21/2021

B
Texas 1/6/2023

B
Louisiana 1/7/2025

IA
Texas 4/24/2023

B
Maryland 7/11/2022

B
Virginia 1/31/2022

B
Massachusetts 6/21/2021

B
Washington 3/4/2022

B
Missouri 2/13/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1400 GLADES ROAD, SUITE 180, BOCA RATON, FL 33431
Registered with this firm since 8/4/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1400 GLADES ROAD, SUITE 180, BOCA RATON, FL 33431
POMPANO BEACH, FL
Registered with this firm since 6/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/23/2020 - 06/11/2021 PNC INVESTMENTS (CRD#:129052) DELRAY BEACH, FL
B
01/22/2020 - 06/11/2021 PNC INVESTMENTS (CRD#:129052) DELRAY BEACH, FL
IA
12/12/2018 - 01/14/2020 MORGAN STANLEY (CRD#:149777) ST. PETERSBURG, FL
B
11/20/2018 - 01/14/2020 MORGAN STANLEY (CRD#:149777) ST. PETERSBURG, FL
B
03/29/2018 - 06/11/2018 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.