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Detailed Report
Carlos Elias Mendoza
CRD#: 6690280
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 8075 MADISON BLVD STE 110
MADISON, AL 35758
Registration History
20162017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2017 - Present (8 years)BEDWARD JONES (CRD# 250)2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 1/13/2017
B
North Carolina 3/13/2017
IA
Alabama 3/10/2017
B
South Carolina 3/13/2017
B
Arizona 9/13/2018
B
Tennessee 3/13/2017
B
Florida 3/13/2017
B
Texas 8/17/2017
B
Georgia 6/6/2017
IA
Texas 1/7/2019
B
Illinois 1/22/2025
B
Utah 12/2/2021
B
Kentucky 12/2/2022
B
Virginia 10/19/2017
B
Louisiana 6/3/2020
B
Washington 9/9/2021
B
Maryland 10/25/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
8075 MADISON BLVD STE 110, MADISON, AL 35758
Registered with this firm since 3/10/2017
B
EDWARD JONES (CRD#:250)
8075 MADISON BLVD STE 110, MADISON, AL 35758
Registered with this firm since 10/26/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.