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David Dale Milligan Jr
DJ Milligan, David D Milligan
CRD#: 6688397
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alaska 8/15/2023

B
Nevada 7/11/2019

B
Arizona 1/29/2018

B
New Hampshire 7/11/2019

B
California 11/3/2016

B
New Jersey 7/6/2021

IA
California 11/3/2016

B
New York 6/19/2017

B
Connecticut 7/11/2019

B
North Carolina 7/21/2017

B
Florida 7/11/2019

B
Oregon 4/4/2018

B
Georgia 7/11/2019

B
Pennsylvania 7/11/2019

B
Hawaii 7/11/2019

B
Tennessee 7/11/2019

B
Idaho 7/11/2019

B
Texas 7/11/2019

B
Illinois 7/11/2019

IA
Texas 7/12/2019

B
Kentucky 7/11/2019

B
Virginia 7/11/2019

B
Maine 10/19/2023

B
Washington 7/11/2019

B
Maryland 2/19/2021

B
West Virginia 5/7/2024

B
Massachusetts 1/16/2025

B
Wisconsin 2/23/2024

B
Missouri 12/21/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 11/3/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 9/21/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.