• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TIN HEAIN KYAW
TIN KYAW, Tin Heain Kyaw
CRD#: 6688217
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1068 E BROKAW RD
STE 10
SAN JOSE, CA 95131
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 10/10/2019

IA
Texas 7/22/2022

IA
California 10/10/2019

B
Washington 7/20/2022

B
Texas 7/20/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1068 E BROKAW RD STE 10, SAN JOSE, CA 95131
Registered with this firm since 10/10/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1068 E BROKAW RD STE 10, SAN JOSE, CA 95131
Registered with this firm since 10/10/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/06/2018 - 09/16/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
B
09/12/2018 - 09/16/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.