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Alexander Douglas Duhaime
Alex D Duhaime, Alexander Duhaime
CRD#: 6688020
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 12/2/2019

B
Minnesota 2/14/2023

B
Arizona 12/2/2019

B
Mississippi 10/20/2022

B
California 12/4/2019

B
New Jersey 5/23/2024

B
Colorado 12/2/2019

B
New York 12/2/2019

B
Connecticut 12/2/2019

B
North Carolina 12/4/2019

B
Florida 12/2/2019

B
Ohio 12/2/2019

B
Georgia 10/31/2019

B
Oregon 12/2/2019

IA
Georgia 11/1/2019

B
Rhode Island 11/6/2024

B
Idaho 10/20/2022

B
South Carolina 12/2/2019

B
Illinois 12/2/2019

B
Tennessee 12/2/2019

B
Kansas 12/2/2019

B
Texas 12/2/2019

B
Kentucky 12/2/2019

IA
Texas 12/2/2019

B
Louisiana 12/2/2019

B
Virginia 12/2/2019

B
Maine 2/14/2023

B
Washington 8/21/2020

B
Maryland 12/2/2019

B
West Virginia 6/2/2023

B
Massachusetts 10/20/2022

B
Wyoming 2/14/2023

B
Michigan 12/2/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 11/1/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 7/1/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.