Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Ryan John Brumfield
CRD#: 6687729
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 LUDWIGS CORNER
2928 CONESTOGA RD
GLENMOORE, PA 19343
Registration History
201920202021202220232024202520262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BBRINKER CAPITAL SECURITIES, LLC (CRD# 38123)2019 - 2022 (2 years)IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 125446)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Florida 9/1/2023
B
New Jersey 8/4/2023
B
Illinois 1/6/2025
B
Pennsylvania 8/4/2023
B
Maryland 12/18/2024
IA
Pennsylvania 8/4/2023
B
Massachusetts 5/30/2024
B
Texas 8/4/2023
B
Michigan 8/28/2023
IA
Texas 8/4/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
LUDWIGS CORNER 2928 CONESTOGA RD, GLENMOORE, PA 19343
Registered with this firm since 8/4/2023
B
EDWARD JONES (CRD#:250)
LUDWIGS CORNER 2928 CONESTOGA RD, GLENMOORE, PA 19343
Registered with this firm since 8/4/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/08/2022 - 08/10/2023 LPL FINANCIAL LLC (CRD#:6413) BERWYN, PA
IA
 11/09/2022 - 08/01/2023 GREAT VALLEY ADVISOR GROUP, INC. (CRD#:123913) Berwyn, PA
IA
 03/21/2022 - 09/01/2022 ORION PORTFOLIO SOLUTIONS, LLC (CRD#:125446) Berwyn, PA
B
 12/05/2019 - 09/01/2022 BRINKER CAPITAL SECURITIES, LLC (CRD#:38123) BERWYN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.