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Detailed Report
Kevin James Nice
KEVIN NICE
CRD#: 6686425
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1110 NORTH MAIN STREET
GOSHEN, IN 46528
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1110 North Main Street
Goshen, IN 46528
Registration History
201620172018201920202021202220232024202520262 FIRMS2025 - Present (<1 year)BCONCOURSE FINANCIAL GROUP SECU... (CRD# 15708)2016 - 2025 (8 years)IACONCOURSE FINANCIAL GROUP ADVISORS (CRD# 15708)2017 - 2025 (8 years)IAEVERENCE TRUST COMPANY (CRD# 113179)2017 - 2019 (2 years)
License(s)

State Registrations

B
Florida 2/20/2025
B
Michigan 2/20/2025
B
Illinois 2/20/2025
B
Ohio 2/20/2025
B
Indiana 2/20/2025
B
Texas 2/20/2025
IA
Indiana 2/20/2025
IA
Texas 4/1/2025
B
Kansas 2/20/2025
B
Virginia 2/20/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1110 NORTH MAIN STREET, GOSHEN, IN 46528
1301 COLLEGE AVENUE, GOSHEN, IN 46526
Registered with this firm since 2/20/2025
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1110 North Main Street, Goshen, IN 46528
1301 College Avenue, Goshen, IN 46526
Registered with this firm since 2/20/2025
Previous Registration(s)
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IA
 02/10/2017 - 02/20/2025 CONCOURSE FINANCIAL GROUP ADVISORS (CRD#:15708) Goshen, IN
B
 12/12/2016 - 02/20/2025 CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708) Goshen, IN
IA
 02/22/2017 - 09/30/2019 EVERENCE TRUST COMPANY (CRD#:113179) Goshen, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.