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JOSEPH TIMOTHY NILSEN
Joe Nilsen, Joseph Nilsen
CRD#: 6686280
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Investment Adviser
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Previous Broker
WORLD INVESTMENT ADVISORS, LLCCRD#: 208512 Scottsdale, AZ
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - 2021 (<1 year)IAWORLD INVESTMENT ADVISORS, LLC (CRD# 208512)2022 - Present (3 years)BPENSIONMARK SECURITIES, LLC (CRD# 283952)2022 - 2024 (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2016 - 2020 (4 years)IACREATIVE PLANNING (CRD# 105348)2021 - 2022 (<1 year)
License(s)

State Registrations

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Arizona 3/30/2022

Current Registration(s)
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WORLD INVESTMENT ADVISORS, LLC (CRD#:208512)
Scottsdale, AZ
Tempe, AZ
Registered with this firm since 3/28/2022

Previous Registration(s)
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03/28/2022 - 11/08/2024 PENSIONMARK SECURITIES, LLC (CRD#:283952) SANTA BARBARA, CA
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12/17/2021 - 03/21/2022 CREATIVE PLANNING (CRD#:105348) Los Angeles, CA
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07/14/2021 - 12/31/2021 LOCKTON INVESTMENT ADVISORS, LLC (CRD#:144133) Los Angeles, CA
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05/12/2021 - 12/14/2021 LOCKTON INVESTMENT SECURITIES, LLC (CRD#:137476) KANSAS CITY, MO
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09/21/2016 - 10/27/2020 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.