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KENNETH PAUL GOODROW
CRD#: 6685930
IA
B
AVANTAX ADVISORY SERVICESCRD#: 104556 19 MORGAN DRIVE
LEBANON, NH 03766
LEBANON, NH 03766
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 19 MORGAN DRIVE
LEBANON, NH 03766
LEBANON, NH 03766
0
Disclosures
7
Years of Experience
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State Registrations
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District of Columbia 5/25/2023
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New Hampshire 10/25/2019
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Florida 10/25/2019
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Vermont 5/13/2022
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New Hampshire 10/25/2019
SRO Registrations
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Registered with this firm since 10/25/2019
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Registered with this firm since 10/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/22/2017 - 10/25/2019 | Lebanon, NH | |
B | 05/18/2017 - 10/25/2019 | LEBANON, NH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.