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Detailed Report
Ernest Ross Tyler
ERNEST R TYLER
CRD#: 6685920
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 19 MORGAN DRIVE
LEBANON, NH 03766
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 19 MORGAN DRIVE
LEBANON, NH 03766
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 10/25/2019
IA
New Hampshire 10/25/2019
B
Arizona 10/25/2019
B
New Jersey 10/25/2019
B
California 10/25/2019
B
North Carolina 10/25/2019
B
Connecticut 10/25/2019
B
Oklahoma 10/25/2019
B
Delaware 11/4/2024
B
Pennsylvania 10/25/2019
B
Georgia 8/2/2023
B
Rhode Island 10/17/2022
B
Maine 10/25/2019
B
South Carolina 10/25/2019
B
Massachusetts 10/25/2019
B
Texas 10/25/2019
B
Missouri 10/25/2019
IA
Texas 1/26/2024
B
Nevada 10/25/2019
B
Vermont 10/25/2019
B
New Hampshire 10/25/2019
B
Virginia 12/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
19 MORGAN DRIVE, LEBANON, NH 03766
75 Congress Street Ste 204, Portsmouth, NH 03801
Registered with this firm since 10/25/2019
B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
19 MORGAN DRIVE, LEBANON, NH 03766
75 Congress Street Ste 204, Portsmouth, NH 03801
Registered with this firm since 10/25/2019
Previous Registration(s)
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IA
 08/19/2017 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) Lebanon, NH
B
 05/24/2017 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) LEBANON, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.