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Jeffrey Charles St Gelais
Jeff St Gelais
CRD#: 6685317
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7222 COMMERCE CTR DR
STE 108
COLORADO SPRINGS, CO 80919
STE 108
COLORADO SPRINGS, CO 80919
CETERA ADVISOR NETWORKS LLCCRD#: 13572 7222 Commerce Center Dr
Suite 108
Colorado Springs, CO 80919
Suite 108
Colorado Springs, CO 80919
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Alaska 7/23/2024
B
New York 7/23/2024
B
Colorado 8/10/2023
B
Ohio 7/23/2024
IA
Colorado 8/10/2023
B
Oregon 7/23/2024
B
Florida 7/23/2024
B
Pennsylvania 7/8/2024
B
Georgia 7/23/2024
B
South Carolina 7/23/2024
B
Idaho 7/23/2024
B
Tennessee 7/23/2024
B
Indiana 1/15/2025
B
Texas 8/10/2023
B
Massachusetts 7/23/2024
IA
Texas 8/10/2023
B
New Mexico 1/2/2025
B
Virginia 7/23/2024
SRO Registrations
B
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B
Registered with this firm since 8/10/2023
IA
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/18/2020 - 08/10/2023 | Colorado Springs, CO | |
B | 11/18/2020 - 08/10/2023 | Colorado Springs, CO | |
B | 09/01/2016 - 11/03/2020 | Colorado Spgs, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.