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Jonathan Alexander Hicks
Johnathan Alexander Hicks, Jonathan Hicks
CRD#: 6684046
IA
B
MORGAN STANLEYCRD#: 149777 121 SOUTH TEJON STREET
SUITE 700
COLORADO SPRINGS, CO 80903
SUITE 700
COLORADO SPRINGS, CO 80903
0
Disclosures
7
Years of Experience
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State Registrations
B
Alabama 9/9/2024
B
Missouri 5/28/2021
B
Arizona 5/28/2021
B
Montana 5/28/2021
B
Arkansas 5/28/2021
B
Nebraska 5/28/2021
B
California 5/28/2021
B
Nevada 5/28/2021
B
Colorado 5/28/2021
B
New Jersey 5/28/2021
IA
Colorado 7/16/2024
B
New Mexico 5/28/2021
B
Delaware 6/16/2021
B
New York 5/28/2021
B
Florida 5/28/2021
B
North Carolina 5/28/2021
B
Georgia 5/28/2021
B
Oklahoma 5/28/2021
B
Illinois 5/28/2021
B
Oregon 10/1/2021
B
Indiana 12/21/2022
B
Pennsylvania 12/21/2022
B
Kansas 11/6/2023
B
Tennessee 5/28/2021
B
Louisiana 5/28/2021
B
Texas 5/28/2021
B
Maine 12/19/2022
IA
Texas 5/28/2021
B
Maryland 5/28/2021
B
Utah 9/21/2021
B
Massachusetts 5/28/2021
B
Vermont 5/28/2021
B
Michigan 5/28/2021
B
Virginia 5/28/2021
B
Minnesota 5/28/2021
B
Wisconsin 5/28/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/28/2021
B
Registered with this firm since 5/28/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/10/2019 - 06/01/2021 | DALLAS, TX | |
B | 04/10/2019 - 06/01/2021 | DALLAS, TX | |
IA | 01/12/2018 - 04/12/2019 | PLANO, TX | |
B | 01/12/2018 - 04/12/2019 | PLANO, TX | |
B | 11/08/2016 - 07/04/2017 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.