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The Kansas Insurance Department suspended Mr. Case's insurance license for a maximum three-month period due to Mr. Case's failure to provide all of the items necessary to renew his Kansas insurance license. The suspension was not conduct related.
Resolution
Order
Sanctions
Suspension
Registration Capacities Affected
Insurance
Duration
See Item 14
Duration Explanation
See Item 14
Start Date
2/22/2021
End Date
5/22/2021
Broker Comment
On May 22, 2021, the representative voluntarily surrendered his Kansas insurance license, as Mr. Case no longer had a need for the license. The license has since been reacquired as of effective date 1/27/2022.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.